Webcast Library

A collection of prior ING U.S. Qualified Plan Consulting Webcast slides covering timely and important 401(k) regulatory and compliance topics.

June 2014

Regulatory Update
Pension Protection Act Restatement

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November 2013

Topics Include:

  • Regulatory Update
  • Defense of Marriage Act
  • Lifetime Income Disclosure

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April 2013

Topics Include:

  • Regulatory Update
  • Extended In-Plan Roth Rollovers
  • Target Date Retirement Fund Tips from the DOL

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December 2012

Topics Include:

  • Regulatory Update
  • ASPPA Conference IRS Q&A Session
  • Key Watchouts for Safe Harbor Plans

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August 2011

Topics Include:

  • Mixed Messages out of Washington
  • IRS Identifies Common 401(k) Compliance Issues
  • ING U.S. Preparedness for Fee Disclosure

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May 2011

Topics Include:

  • Fiduciary Issues! What You Need to Know!
  • Fee Disclosure Update/Overview
  • Which Expenses May be Deducted from the Plan?

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February 2011

Topics Include:

  • Legislative and Regulatory Update
  • Fee Disclosure Requirements
  • Fee Disclosure - ING U.S. Readiness

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November 2010 National TPA Call

Topics Include:

  • Roth In-Plan Conversion
  • General Regulatory Update

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November 2010

Topics Include:

  • Definition of Fiduciary/DOL Proposed Regulations
  • Roth In-Plan Conversions
  • Final Participant Fee Disclosure Regulations

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August 2010

Topics Include:

  • Regulatory Update
  • Target Date Fund Guidance
  • Final QDRO Regulation

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May 2010

Topics Include:

  • Regulatory Update
  • Involuntary Cashouts
  • EGTRRA Deadline and EPCRS Corrections

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February 2010

Topics Include:

  • Regulatory Update and Roth IRA Conversions.
  • 2009 Form 5500 & Schedule C.
  • How to Survive and IRS Audit

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September 2009

Topics Include:

  • Regulatory Update and Employer Contributions Requirements
  • Mergers and Acquisitions
  • Hardship Withdrawals - Employer Action Steps

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June 2009

Topics Include:

  • Regulatory Update
  • Automatic Contribution Arrangements
  • Participant Loans - Correction of Late Repayments

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January 2008

Topics Include:

  • QDIA Final regulations
  • QDIA Road Map to Action

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May 2005

Topics Include:

  • Roth 401(k) A New Savings Opportunity

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